Sun Lee
Sun Lee is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Portland, OR, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1211 SW 5th Ave, Portland, OR, 97204
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2002Customer Dispute
April 2001Other Business Activities
Sun is a limited partner with 20% ownership in a sushi restaurant franchise through Willsun Bend LLC, acting as a passive investor. Sun also serves as an advisory board member for the Oregon Korea Foundation, a non-profit organization, dedicating minimal time to fundraising.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.