Michael Faro
Michael Faro is a registered investment advisor at Ameriprise Financial Services, LLC, based in Greenwich, CT, with 28 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
777 West Putnam Avenue, Suite 300, Greenwich, CT, 06831
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2017Other Business Activities
Michael is involved in several "other" business activities and serves on the board of directors for Faro and as an ASC Director. These activities require minimal time commitment and are not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Morgan StanleyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Murphy & DurieuBroker
Matrix U.S.A., LLCBroker
Swedbank First Securities, LLCBroker
Handelsbanken Markets Securities, INC.Broker
Abg Sundal Collier INC.Broker
Salomon Smith Barney INC.Broker
Schroder & CO. INC.Broker
Lehman Brothers INC.Broker
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.