Elizabeth Dooley is a CFA-designated registered investment advisor at RBC Rochdale, LLC, based in New York, NY, with 28 years of industry experience. Elizabeth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 17,054 clients with $73B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RBC Rochdale offers investment management services with fees based on a percentage of the assets managed. The specific fees vary depending on the account type and the amount invested.
Annual Program Relationship Model:
Clients pay an annual investment advisory fee and an annual program fee. The investment advisory fee covers investment management services, while the program fee covers transaction costs and custodial services.
Transaction-Based Relationship Model:
Clients pay an annual investment management fee, transaction costs, and custodial fees.
Fees may be negotiable.
Location
570 Lexington Ave., New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Elizabeth is a partner or sole proprietor in multiple LLCs and partnerships related to rental properties, including EMJ Partners LLC, 2643 Partners LLC, Waldron St. Partner II LLC, 1832 21st Drive, Hunting Gate Holdings LLC, Bohermore Partners LLC, and 2312 Partners LLC. She spends minimal time on each of these activities, primarily managing tenants and finances.
Employment History
Current Registrations
RBC Rochdale, LLC
Cnr Securities, LLC
Cnr Securities, LLCBroker
Previous Registrations
Salomon Smith Barney INC.Broker
Neptune Securities Finance, LLCBroker
Citicorp Securities, INC.Broker
State Registrations38 states
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