Elizabeth Dooley is a CFA-designated registered investment advisor at RBC Rochdale, LLC, based in New York, NY, with 28 years of industry experience. Elizabeth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Real Estate Investing, and 1 more. Their firm serves 17,054 clients with $73B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.50% |
Fees are negotiable on a case-by-case basis. Annual program accounts also assess an additional program fee ranging from 0.01% to 0.11% based on account size.
Fee Estimator
Location
570 Lexington Ave., New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Elizabeth is a partner or sole proprietor in multiple LLCs and partnerships related to rental properties, including EMJ Partners LLC, 2643 Partners LLC, Waldron St. Partner II LLC, 1832 21st Drive, Hunting Gate Holdings LLC, Bohermore Partners LLC, and 2312 Partners LLC. She spends minimal time on each of these activities, primarily managing tenants and finances.
Employment History
Current Registrations
RBC Rochdale, LLC
Cnr Securities, LLC
Cnr Securities, LLCBroker
Previous Registrations
Salomon Smith Barney INC.Broker
Neptune Securities Finance, LLCBroker
Citicorp Securities, INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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