Stephen Ferrell
Stephen Ferrell is a registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15110 Dallas Pkwy Suite 500, Dallas, TX, 75248
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen operates under the DBA Valtrum Retirement Plan Consulting, selling fixed life, health, and fixed annuities since 2011. He also provides investment advisory services through Advisor Resource Council, dedicating nearly full-time hours to this activity, and is involved with Carpe Via Travel, a travel agency, spending minimal time.
Employment History
Current Registrations
LPL Financial LLC
Advisor Resource Council
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Financial Telesis INCBroker
Nylife Distributors LLCBroker
Raymond James Financial Services, INC.Broker
John Hancock Funds, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.