Brett Hoffman
Brett Hoffman is a registered investment advisor at LPL Financial LLC, based in Rockville, MD, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1445 Research Blvd Ste 340, Rockville, MD, 20850
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brett is the Executive Vice President of The Insurance Exchange, Inc. and also involved in fixed insurance sales, dedicating about a quarter of his time to each. He also brokers fixed life settlement transactions (minimal time), co-owns rental property, and owns SFF Enterprises, LLC (minimal time each).
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Global Retirement Partners LLC
LPL Financial LLC
HUB International Investment Services INC.Broker
HUB International Investment Services INC.
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.