John Richard Currier

United Brokerage Services INC

27 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

United Brokerage Services INC

Compensation

Fee-Only (AUM)

Firm Size

48 advisors

Number of Clients

1,904 clients

Average Client Portfolio

$204K average

Assets Under Management

$389.1M

Fee Structure

Financial Planning:Investment management only

Minimum Annual Fee:$1,000

Location

5196 Charlotte Hwy, Clover, SC, 29710

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

United Brokerage Services INC

April 2023 - Present · 2 yrs 10 mos

United Brokerage Services, INCBroker

April 2023 - Present · 2 yrs 10 mos

Previous Registrations

Patrick Capital Markets, LLCBroker

August 2022 - April 2023 · 8 mos

Independent Advisor Alliance, LLC

June 2022 - August 2022 · 2 mos

LPL Financial LLCBroker

June 2022 - August 2022 · 2 mos

Dws Distributors, INC.Broker

January 2012 - August 2021 · 9 yrs 7 mos

Guardian Investor Services LLCBroker

August 2007 - January 2012 · 4 yrs 5 mos

Touchstone Securities, INC.Broker

May 2000 - June 2007 · 7 yrs 1 mo

Scudder Investor Services, INC.Broker

March 1997 - April 2000 · 3 yrs 1 mo

W. S. Griffith & CO., INC.Broker

January 1997 - February 1997 · 1 mo

State Registrations3 states

NCSCWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.