William Mitchell is a registered investment advisor at LPL Financial LLC, based in Horseshoe Bay, TX, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Horseshoe Bay, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William operates under the DBA Mitchell & Associates since 2006 and owns rental real estate since late 2023, dedicating minimal time to it. He also spends nearly full-time on Mitchell & Associates Wealth Management LLC, a business entity for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.