FG
CFP · ChFC
FG
CFP · ChFC
Francis Girard is a CFP, ChFC-designated registered investment advisor, based in East Setauket, NY, with 29 years of industry experience. Francis is also registered as a broker, so some compensation may come from commissions on products sold.
Location
376 Mark Tree Rd, East Setauket, NY, 11733
Get directionsHistory
Regulatory History (4)
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Customer Dispute
February 2010Denied
Customer Dispute
February 2009Denied
Customer Dispute
September 2008Denied
Customer Dispute
May 2008Denied
Other Business Activities
Francis owns two rental real estate properties since 2019. He spends minimal time on these activities as a landlord.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2019 - Present · 7 yrs 5 mos
Raymond James Financial Services Advisors, INC
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, INC.
October 2006 - May 2019 · 12 yrs 7 mos
Ameriprise Financial Services, INC.Broker
January 1998 - May 2019 · 21 yrs 4 mos
Ids Life Insurance CompanyBroker
January 1998 - July 2006 · 8 yrs 6 mos
Continental Broker-Dealer CORP.Broker
January 1997 - February 1998 · 1 yr 1 mo
State Registrations38 states
ARAZCACOCTDCDEFLGAILINKYLAMAMDMEMIMOMSNCNHNJNMNVNYOHORPAPRRISCSDTNTXVAVTWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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