Catherine Harris
Catherine Harris is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Saratoga Springs, NY, with 25 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
63 Putnam Street, Suite 204, Saratoga Springs, NY, 12866
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Catherine is the owner of CHS Wealth Management & CPAs, a wealth/financial advisory and CPA firm, dedicating nearly full-time hours to it. She is also a member-manager of Lorraine Holdings VT, LLC, a rental property business, spending minimal time as a landlord for a commercial office condo.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Banc of America Securities LLCBroker
Advest, INC.Broker
First Albany CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.