James Randazzo is a registered investment advisor at Lsp Advisory LLC, based in Tavares, FL, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 99 clients with $14M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LSP Advisory does not directly charge clients a fee for investment management. Instead, LSP Advisory receives a portion of the asset management fee charged by the third-party sub-adviser that manages the client's portfolio. For example, if the sub-adviser charges 2%, LSP Advisory may receive up to 1% of that fee. The client only pays the 2% fee, which is split between the sub-adviser and LSP Advisory. This fee is negotiable and billed daily, monthly, or quarterly, depending on the sub-adviser. The sub-adviser may also have a minimum portfolio size or fee.
Location
Tavares, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells life insurance, annuities, and long-term care insurance, dedicating about a quarter of his time to this. He also works as an advisor for Bank on Yourself, focusing on cash value life insurance (about 10-20% of his time), provides tax consulting/preparation (about a quarter of his time), and assists with Medicare planning (a few hours per week).
Employment History
Current Registrations
Lsp Advisory LLC
Previous Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Legend Equities CorporationBroker
Gwn Securities INC.Broker
Money Concepts Capital CORPBroker
Legend Equities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.