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Frank Duncan

LPL Financial LLC
29 Years of Experience
Timonium, MD
BrokerSells Insurance
View SEC Summary
View SEC Summary

Frank Duncan is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Timonium, MD, with 29 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

108 W Timonium Rd Ste 202, Timonium, MD, 21093-7320

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Frank operates Duncan Investment Partners as a DBA for his LPL business and a non-variable insurance DBA, spending minimal time on the latter. He also provides investment advisory services through Maryland Financial Group, Inc., dedicating about a quarter of his time to this activity.

Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
LPL Financial LLCBroker
August 2009 - Present · 17 yrs 2 mos
Previous Registrations
Maryland Financial Group, INC.
March 2020 - July 2025 · 5 yrs 4 mos
LPL Financial LLC
August 2009 - April 2021 · 11 yrs 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2009 · 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2009 · 3 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
August 2004 - February 2006 · 1 yr 6 mos
Legg Mason Wood Walker, IncorporatedBroker
August 2004 - February 2006 · 1 yr 6 mos
T. Rowe Price Advisory Services, INC.
August 2000 - August 2004 · 4 yrs
T. Rowe Price Investment Services, INC.Broker
June 1997 - August 2004 · 7 yrs 2 mos
State Registrations17 states
ARAZCACOCTFLINMAMDNCNJNYPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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