James Galloway
James Galloway is a registered investment advisor at Raymond James & Associates, INC., based in Winston-Salem, NC, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
100 North Main Street, Suite 2400, Winston-Salem, NC, 27101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is involved in several real estate ventures, including Beatties Ford Family Farm, Beech River Farm, Galloway Family Properties, and personal rental properties, dedicating minimal time to each. He also serves on committees for Summit School and Winston-Salem Street School.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
Db Alex. Brown LLCBroker
Alex. Brown & Sons IncorporatedBroker
State Registrations24 states
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