KG
KG

Kurt Alan Gutman

28 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
217 advisors
Number of Clients
10,402 clients
Average Client Portfolio
$205K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

9933 West Dupont Circle Dr., Ste 100, Fort Wayne, IN, 46825

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kurt works as an IAR for Compass Financial Advisors and is a registered representative for Ausdal Financial Partners, dedicating full-time hours to these roles. He also sells insurance products and serves on the boards of the Allen County Economic Development Commission and Concordia Lutheran High School.

Employment History
Current Registrations
Ausdal Financial Partners, INC.Broker
January 2021 - Present · 5 yrs 1 mo
Compass Financial Advisors LLC
June 2009 - Present · 16 yrs 8 mos
Previous Registrations
Harbour Investments, INC.Broker
May 2016 - December 2020 · 4 yrs 7 mos
Securities America, INC.Broker
July 2015 - May 2016 · 10 mos
Fintegra, LLCBroker
June 2009 - July 2015 · 6 yrs 1 mo
J.J.B. Hilliard, W.L. Lyons, LLC
May 2003 - June 2009 · 6 yrs 1 mo
J.J.B Hilliard, W.L. Lyons, LLCBroker
August 2000 - June 2009 · 8 yrs 10 mos
Sii Investments, INC.Broker
November 1998 - August 2000 · 1 yr 9 mos
The O.N. Equity Sales CompanyBroker
May 1998 - November 1998 · 6 mos
Nylife Securities INC.Broker
August 1997 - January 1998 · 5 mos
State Registrations5 states
FLINLAOHWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.