Tracy Shen
Tracy Shen is a ChFC-designated registered investment advisor at Florin Group, LLC, based in Mclean, VA, with 26 years of industry experience. Tracy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 81 clients with $79M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10.0M - $25.0M | 0.80% |
| $25.0M - $50.0M | 0.70% |
| $50M+ | 0.60% |
Fees are negotiable under certain limited circumstances. Factors affecting fee percentages include the size of the account, complexity of asset structures, and other factors.
Fee Estimator
Location
1765 Greensboro Station Place, Tower 1, Suite 900, Mclean, VA, 22102
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
July 2013Customer Dispute
August 2012Other Business ActivitiesSells Insurance
Tracy sells life insurance since 2012, dedicating about a quarter of her time. She is also an independent insurance agent and a managing partner at Florin Group, LLC, dedicating full-time hours as a financial advisor. Additionally, Tracy is an insurance agent for PKS Financial Services, selling fixed life insurance and annuity contracts.
Employment History
Current Registrations
Florin Group, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.