James Zoldy is a CFA-designated registered investment advisor at Washington Trust Advisors, based in New Haven, CT, with 14 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 845 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 0.90% |
| $1.5M - $3.0M | 0.75% |
| $3.0M - $10.0M | 0.65% |
| $10.0M - $20.0M | 0.40% |
| $20M+ | 0.30% |
Minimum annual fee is $7,500. Fees and minimum account size may be negotiable. Accounts where the parent company serves as corporate trustee in equity strategies may range from 0.30% to 1.25%.
Fee Estimator
Location
265 Church Street, Suite 1006, New Haven, CT, 06510
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James serves as an advisor on the advisory committee of DELC Investments, part of R.C. Bigelow, Inc., a company that sells tea. He provides oversight of a third-party investment consultant and attends quarterly meetings, dedicating minimal time to this activity.
Employment History
Current Registrations
Washington Trust Advisors
Previous Registrations
Halsey Associates
Halsey Associates INC
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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