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Byron Gega

Ameriprise Financial Services, LLC
29 Years of Experience
Spokane, WA
3 DisclosuresBroker
View SEC Summary
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Byron Gega is a registered investment advisor at Ameriprise Financial Services, LLC, based in Spokane, WA, with 29 years of industry experience. Byron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

421 W Riverside Suite 308, Spokane, WA, 99201-0402

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2006
Denied
Customer Dispute
March 2005
Closed-No Action
Customer Dispute
June 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Byron is involved in several business activities. He handles financial expenses for his financial planning practice through Gega LLC, co-owns Jaazz Hair Salon with his wife, and serves as Treasurer for Gega. He dedicates minimal time to each of these activities, except for the hair salon, which takes about 10-20% of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2007 - Present · 19 yrs 9 mos
Ameriprise Financial Services, LLC
August 1997 - Present · 29 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 1997 - Present · 29 yrs 2 mos
Previous Registrations
Ids Life Insurance CompanyBroker
August 1997 - July 2006 · 8 yrs 11 mos
State Registrations16 states
AZCACOFLHIIDMAMNMTNCORTNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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