Mark Johnson is a registered investment advisor, based in Norman, OK, with 29 years of industry experience.
Location
3411 W. Rock Creek Rd, Suite 100, Norman, OK, 73072
Get directionsHistory
Regulatory History (4)
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Customer Dispute
April 2009Denied
Customer Dispute
October 2008Denied
Customer Dispute
June 2004Denied
Customer Dispute
June 2000Denied
Other Business ActivitiesSells Insurance
Mark is a passive investor in Concurrent Partners, a holding company, and runs Heartland Wealth Management, LLC as an IAR/Owner. He also sells fixed/traditional insurance products, dedicating a few hours per week.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
May 2023 - Present · 3 yrs
Concurrent Investment Advisors, LLC
May 2023 - Present · 3 yrs
Previous Registrations
Raymond James Financial Services Advisors, INC
February 2018 - May 2023 · 5 yrs 3 mos
Raymond James Financial Services, INC.Broker
January 2018 - May 2023 · 5 yrs 4 mos
Morgan Stanley
May 2012 - January 2018 · 5 yrs 8 mos
Morgan StanleyBroker
May 2012 - January 2018 · 5 yrs 8 mos
Edward Jones
March 2007 - May 2012 · 5 yrs 2 mos
Edward JonesBroker
March 1997 - May 2012 · 15 yrs 2 mos
State Registrations21 states
ARAZCACODCGAIAILINMAMDMIMNNCOHOKTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.