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Ross Furman

Regal Advisory Services, INC.
28 Years of Experience
Miami, FL
Broker
View SEC Summary
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Ross Furman is a registered investment advisor at Regal Advisory Services, INC., based in Miami, FL, with 28 years of industry experience. Ross is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 274 clients with $120M in assets under management.

Regal Advisory Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
274 clients
Average Client Portfolio
$443K average
Assets Under Management
$121.4M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.0% of managed assets, which may be negotiated. Additional platform or program fees may apply depending on the chosen custodian or strategy.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Miami, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ross is the President/Owner of Wall Street Rabbi LLC, maintaining its website, and an investor in EDMA LLC, 2005 Eleven LLC, 5803 WA LLC, and Mint PH Capital LLC. He also refers customers to Prestige Employee Administrators and Bottom Line Concepts, spending minimal time on these activities.

Employment History
Current Registrations
Regal Advisory Services, INC.
September 2012 - Present · 14 yrs 1 mo
Regal Securities, INC.Broker
July 2011 - Present · 15 yrs 3 mos
Previous Registrations
Transcend CapitalBroker
November 2009 - July 2011 · 1 yr 8 mos
Grossman & CO., LLC.Broker
January 2008 - December 2009 · 1 yr 11 mos
D. Weckstein & CO., INC.Broker
April 2007 - January 2008 · 9 mos
Leeb Brokerage Services, INC.Broker
September 2001 - May 2007 · 5 yrs 8 mos
Wall Street Financial Group, INC.Broker
January 2000 - September 2001 · 1 yr 8 mos
Joseph Gunnar & CO. LLCBroker
August 1998 - May 2000 · 1 yr 9 mos
Continental Broker-Dealer CORP.Broker
May 1997 - August 1998 · 1 yr 3 mos
Millennium Securities CORP.Broker
February 1997 - March 1997 · 1 mo
Continental Broker-Dealer CORP.Broker
February 1997 - February 1997 · 0 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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