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Cynthia Mitchell

28 Years of Experience
St Louis, MO
Broker

Cynthia Mitchell is a registered investment advisor at Raymond James & Associates, INC., based in St Louis, MO, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

9900 Clayton Road, St Louis, MO, 63124

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
September 2007 - February 2013 · 5 yrs 5 mos
Morgan Keegan & Company, INC.Broker
July 2004 - February 2013 · 8 yrs 7 mos
Pfic Securities CorporationBroker
February 2001 - August 2004 · 3 yrs 6 mos
Walnut Street Securities, INC.Broker
December 1999 - February 2001 · 1 yr 2 mos
Liberty Securities CorporationBroker
August 1998 - December 1999 · 1 yr 4 mos
Independent Financial Securities, INC.Broker
April 1997 - August 1998 · 1 yr 4 mos
State Registrations13 states
AZCACOFLIAILINKSMONCTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Cynthia Mitchell - Financial Advisor | TrueAdvisor