Thomas Maples
Thomas Maples is a registered investment advisor at MML Investors Services, LLC, based in Lubbock, TX, with 29 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
8721 Milwaukee, Lubbock, TX, 79424
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2009Other Business Activities
Thomas serves as trustee for a family trust, dedicating minimal time to sending annual letters, distributions, and monitoring the trust. He also works as an advisor on business valuation and entity structure, spending minimal time on this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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