Curtis Shambaugh
Curtis Shambaugh is a registered investment advisor at Cetera Investment Advisers LLC, based in Peach Bottom, PA, with 29 years of industry experience. Curtis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1842 Lancaster Pike, Peach Bottom, PA, 17563
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Curtis is an insurance representative selling fixed insurance products, including life, annuities, and long-term care. He also operates Shambaugh Financial LLC as a DBA for financial services, dedicating nearly full-time hours to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Bainbridge Securities INC.Broker
Bainbridge Securities INC.Broker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
T.H.E. Financial Group, LTDBroker
Pruco Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.