Alex Nguyen
Alex Nguyen is a registered investment advisor at LPL Financial LLC, based in Camas, WA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Camas, WA
Get directionsHistory
Regulatory History (2)
Regulatory
August 2001Customer Dispute
July 2000Other Business ActivitiesSells Insurance
Alex sells and services supplemental insurance, including supplemental Medicare insurance, as an agent since 2013. This activity is investment-related and takes minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Citicorp Investment ServicesBroker
Cal Fed InvestmentsBroker
Wma Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.