JB
JB
Joseph Bayse
27 Years of Experience
Charlotte, NC
1 DisclosureBroker
Joseph Bayse is a registered investment advisor at Wells Fargo Advisors, based in Charlotte, NC, with 27 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
550 S Tryon St 44th Fl, [N1/N9-Rbo], Charlotte, NC, 28202
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2011Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
April 2017 - Present · 9 yrs 3 mos
Wells Fargo Advisors
April 2017 - Present · 9 yrs 3 mos
Previous Registrations
Suntrust Advisory Services, INC.
August 2016 - May 2017 · 9 mos
Suntrust Investment Services, INC.Broker
April 2011 - May 2017 · 6 yrs 1 mo
Suntrust Investment Services, INC.
April 2011 - December 2016 · 5 yrs 8 mos
Fifth Third Securities, INC.
March 2010 - April 2011 · 1 yr 1 mo
Fifth Third Securities, INC.Broker
January 2010 - April 2011 · 1 yr 3 mos
Banc of America Investment Services, INC.Broker
July 2008 - March 2009 · 8 mos
E*trade Securities LLCBroker
January 2006 - July 2008 · 2 yrs 6 mos
Harrisdirect LLCBroker
December 1998 - December 2005 · 7 yrs
Rm Stark & CO INC.Broker
January 1998 - November 1998 · 10 mos
Metlife Securities INC.Broker
July 1997 - February 1998 · 7 mos
Metropolitan Life Insurance CompanyBroker
July 1997 - February 1998 · 7 mos
American Express Financial Advisors INC.Broker
March 1997 - April 1997 · 1 mo
Ids Life Insurance CompanyBroker
March 1997 - April 1997 · 1 mo
State Registrations15 states
CACOFLILINLAMAMIMSNCNHOHSCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.