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Mark Miller

26 Years of Experience
Bel Air, MD
3 DisclosuresBroker

Mark Miller is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bel Air, MD, with 26 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1614 E Churchville Rd, Ste 101A, Bel Air, MD, 21015

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History

Regulatory History (3)
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Judgment / Lien
May 2020
Judgment / Lien
October 2019
Judgment / Lien
September 2019
Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2015 - Present · 11 yrs 4 mos
Ameriprise Financial Services, LLCBroker
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Wells Fargo Advisors, LLC
December 2009 - January 2015 · 5 yrs 1 mo
Wells Fargo Advisors, LLCBroker
January 2008 - January 2015 · 7 yrs
A. G. Edwards & Sons, INC.Broker
June 2002 - January 2008 · 5 yrs 7 mos
Deutsche Bank Securities INC.Broker
January 2001 - June 2002 · 1 yr 5 mos
Db Alex. Brown LLCBroker
June 1999 - January 2001 · 1 yr 7 mos
State Registrations13 states
CACTDEFLILMAMDNJNYPARITXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.