JM
JM

Joseph Maiorano

21 Years of Experience
Brooklyn, NY
Sells Insurance

Joseph Maiorano is a registered investment advisor at Sound Asset Management Group, LLC, based in Brooklyn, NY, with 21 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
N/A
Firm Size
1 advisor
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8754 Bay 16th Street, Suite B, Brooklyn, NY, 11214

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph prepares individual tax returns from January to April through Maiorano & Associates. He also sells insurance products, including term, disability, and long-term care insurance through BISYS Insurance, and is the President of Professional Home Sales Inc, a real estate sales company.

Employment History
Current Registrations
Sound Asset Management Group, LLC
September 2021 - Present · 4 yrs 7 mos
Previous Registrations
American Portfolios Financial Services, INC.Broker
February 2013 - December 2016 · 3 yrs 10 mos
Qa3 Financial CORP.Broker
March 2008 - February 2011 · 2 yrs 11 mos
Royal Alliance Associates, INC.Broker
December 2002 - February 2008 · 5 yrs 2 mos
Prime Capital Services, INC.Broker
January 2001 - December 2002 · 1 yr 11 mos
Gbi Capital Partners INC.Broker
June 2000 - December 2000 · 6 mos
W.J. Nolan & Company, INC.Broker
December 1998 - March 2000 · 1 yr 3 mos
Fahnestock & CO., INC.Broker
September 1998 - November 1998 · 2 mos
Joseph Stevens & Company, INC.Broker
September 1997 - June 1998 · 9 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.