Nancy Epstein is a registered investment advisor, based in Oakland, CA, with 29 years of industry experience.
Location
6012 Monroe Ave., Oakland, CA, 94618
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nancy is an independent insurance agent since 2000, dedicating minimal time to this activity. She also owns a rental property and is an advisory representative of a RIA, spending nearly full-time on this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
June 2016 - Present · 9 yrs 11 mos
Cambridge Investment Research, INC.Broker
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Protected Investors of America
September 1998 - July 2016 · 17 yrs 10 mos
Protected Investors of AmericaBroker
March 1997 - July 2016 · 19 yrs 4 mos
State Registrations5 states
CAFLMAORWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.