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Shirley Haynes

VALIC Financial Advisors, INC.
29 Years of Experience
Auburn, AL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Shirley Haynes is a registered investment advisor at VALIC Financial Advisors, INC., based in Auburn, AL, with 29 years of industry experience. Shirley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 293,026 clients with $29B in assets under management.

VALIC Financial Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1254 advisors
IM Fee
Planning only
Assets Under Management
$29.2B

Fee Structure

Minimum Investment:None

VALIC Financial Advisors offers ongoing subscription-based financial planning services that renew annually and include periodic updates to your financial plan as your needs or life events change.

  • One-time financial plan — Up to $5,000 annually, customized to your financial situation and goals.
  • Project-based consulting services — Up to $7,500 annually for specific financial consulting projects.
  • Combined plan and consulting services — Total combined fee will not exceed $10,000 annually.
Annual Retainer:Up to $5,000/year
One-Time Plan:Up to $5,000
View Full SEC Brochure

Location

124 Bragg Avenue, Suite A, Auburn, AL, 36830

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History

Regulatory History (1)
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Customer Dispute
June 2014
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Shirley is the head of marketing for KC Haynes Holdings, LLC, a water treatment chemical and equipment reseller, but does not participate in financial decisions. She also works as an agent for AGIA selling non-securities insurance products, dedicating a few hours per week.

Employment History
Current Registrations
VALIC Financial Advisors, INC.
May 2003 - Present · 23 yrs 5 mos
VALIC Financial Advisors, INC.Broker
May 1999 - Present · 27 yrs 5 mos
Previous Registrations
The Variable Annuity Marketing CompanyBroker
February 1997 - December 2001 · 4 yrs 10 mos
State Registrations17 states
ALARCACOFLGAIDLAMDMOMSNCOHSCTNTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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