James Hayes is a registered investment advisor, based in Lodi, CA, with 29 years of industry experience.
Location
312A S. Crescent Ave, Lodi, CA, 95240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James owns Hayes Tax & Investment Network and receives commissions for Medicare supplements. He also sells health insurance and fixed insurance/annuities with various companies, and is a committee member for the Salvation Army.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Capital Brokerage CorporationBroker
State Registrations9 states
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