Ernest Mendoza
Ernest Mendoza is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in San Antonio, TX, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
14100 San Pedro Ave, Suite 415, San Antonio, TX, 78232
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ernest is the owner/proprietor of a business that purchases and leases office equipment and furniture, dedicating minimal time to it. He is also the CEO of Richard Mendoza Wealth Services, an independent financial advisor affiliated with Raymond James, taking about half of Ernest's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
Banc One Securities CorporationBroker
Intersecurities, INC.Broker
Dean Witter Reynolds INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations12 states
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