Kevin Kugley is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Houston, TX
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kevin works as an actor, dedicating minimal time to this pursuit. He also operates under the DBA Kevins7 for his LPL business, spending about a quarter of his time on it. Additionally, Kevin is a candidate for Beverly Hills City Council, dedicating about a quarter of his time to this endeavor.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Searchlight Investments, LLC
Brookstone Capital Management LLC
Regal Securities, INC.Broker
Regal Advisory Services, INC.
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Ftb Advisors, INC.
First Tennessee Brokerage, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.