RM
RM
Robert Mann is a registered investment advisor, based in Plainview, NY, with 29 years of industry experience.
Location
255 Executive Drive, Suite 305, Plainview, NY, 11803
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Regulatory History (3)
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Customer Dispute
January 2020Settled
Customer Dispute
October 2014Settled
Customer Dispute
June 2001Settled
Other Business ActivitiesSells Insurance
Robert is an insurance agent with B. Riley Wealth Insurance, dedicating minimal time. He also works as a broker for North Shore Wealth Management, LLC, on a full-time basis.
Employment History
Current Registrations
B. Riley Wealth Management
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
National Securities CorporationBroker
July 2018 - July 2022 · 4 yrs
Maxim Group LLCBroker
February 2007 - July 2018 · 11 yrs 5 mos
S.W. Bach & CompanyBroker
November 2005 - March 2007 · 1 yr 4 mos
Kirlin Securities INC.Broker
March 1998 - December 2005 · 7 yrs 9 mos
Cambridge Capital, LLCBroker
May 1997 - March 1998 · 10 mos
Gkn Securities CORP.Broker
March 1997 - May 1997 · 2 mos
State Registrations10 states
CAFLILINMDNJNYOHPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.