James Yanelli is a registered investment advisor, based in Newport Beach, CA, with 28 years of industry experience.
Location
4695 MacArthur Court, Suite 480, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent insurance agent for various companies, dedicating about a third of his time to this role. He also owns rental real estate and works full-time as an Investment Advisor Rep and Registered Rep for Mariner Wealth Advisors and MSEC LLC, respectively.
Employment History
Current Registrations
Msec, LLCBroker
Msec, LLC
Mariner Wealth
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
MML Investors Services, LLCBroker
MML Investors Services, LLC
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Reserarch, INC.
Fsc Securities CorporationBroker
State Registrations19 states
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