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Thu Dang

Transamerica Financial Advisors, LLC
29 Years of Experience
Dallas, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
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Thu Dang is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Dallas, TX, with 29 years of industry experience. Thu is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.

Transamerica Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1121 advisors
Number of Clients
42,735 clients
Average Client Portfolio
$49K average
Assets Under Management
$2.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12225 Greenville Avenue, Suite 121, Dallas, TX, 75243

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History

Regulatory History (1)
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Judgment / Lien
June 2011
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thu sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors, Inc. Thu also works with multiple health insurance providers, including Cigna, Aetna, Molina, Friday Health, United Health Care, and BlueCross Blue Shield, dedicating a few hours per week to these activities.

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
January 2012 - Present · 14 yrs 9 mos
Transamerica Financial Advisors, LLCBroker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Investment Advisors International, INC.
July 2011 - January 2012 · 6 mos
World Group Securities, INC.Broker
April 2002 - January 2012 · 9 yrs 9 mos
Wma Securities, INC.Broker
February 1997 - April 2002 · 5 yrs 2 mos
State Registrations5 states
CAFLMNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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