LC
LC

Lisa Cardwell

28 Years of Experience
Stroudsburg, PA
Broker

Lisa Cardwell is a registered investment advisor at Morgan Stanley, based in Stroudsburg, PA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

701 Main Street 501, 5th Floor, Stroudsburg, PA, 18360

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Lisa is the Secretary/Treasurer of D.A.C. Electric, an electrical contracting business. She spends a few hours per week on this activity.

Employment History
Current Registrations
Morgan Stanley
January 2011 - Present · 15 yrs 8 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
March 1997 - June 2009 · 12 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Lisa Cardwell - Financial Advisor | TrueAdvisor