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Archie Sullivan

29 Years of Experience
Orlando, FL
Broker

Archie Sullivan is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Orlando, FL, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

3801 Avalon Park East Blvd , FL,, Suite 350B, Orlando, FL, 32828

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2009 - Present · 17 yrs 1 mo
Raymond James Financial Services, INC.
October 1999 - Present · 26 yrs 9 mos
Raymond James Financial Services, INC.Broker
October 1999 - Present · 26 yrs 9 mos
Previous Registrations
Raymond James Financial Services
October 1999 - October 2009 · 10 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1997 - October 1999 · 2 yrs 7 mos
State Registrations13 states
AZCOFLGAMEMTNCNYOHPATXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.