JB
JB

Joyce Babcock

29 Years of Experience
Bridgehampton, NY
Broker

Joyce Babcock is a registered investment advisor at Wells Fargo Advisors, based in Bridgehampton, NY, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2385 Main St, #7 1st Fl, Bridgehampton, NY, 11932

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joyce owns rental property in Warwick, NY since 2009. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
May 2025 - Present · 1 yr 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2025 - Present · 1 yr 4 mos
Previous Registrations
Wells Fargo Advisors
December 2011 - May 2025 · 13 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - May 2025 · 21 yrs 10 mos
Prudential Securities IncorporatedBroker
February 1997 - July 2003 · 6 yrs 5 mos
State Registrations40 states
ARAZCACOCTDCDEFLGAHIIAILKSLAMAMDMEMNMONCNENHNJNMNVNYOHOKORPAPRSCTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.