Patrick Duggan is a registered investment advisor, based in Lombard, IL, with 13 years of industry experience.
Location
One East 22nd Street, Suite 710, Lombard, IL, 60148
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Services LLC
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Fifth Third Securities, INC.
August 2021 - August 2022 · 1 yr
Fifth Third Securities, INC.Broker
August 2021 - August 2022 · 1 yr
U.S. Bancorp Investments, INC.Broker
December 2018 - August 2021 · 2 yrs 8 mos
U.S. Bancorp Investments, INC.
December 2018 - August 2021 · 2 yrs 8 mos
Ameriprise Financial Services, INC.
November 2017 - October 2018 · 11 mos
Ameriprise Financial Services, INC.Broker
November 2017 - October 2018 · 11 mos
J.P. Morgan Securities LLCBroker
October 2014 - December 2017 · 3 yrs 2 mos
J.P. Morgan Securities LLC
October 2014 - December 2017 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2012 - October 2014 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2012 - October 2014 · 2 yrs 8 mos
State Registrations5 states
FLILMDMIVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.