DC
DC
David Caruso
29 Years of Experience
Marco Island, FL
2 DisclosuresBroker
David Caruso is a registered investment advisor at Morgan Stanley, based in Marco Island, FL, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
928 North Collier Boulevard, 3rd Floor, Marco Island, FL, 34145
Get directionsHistory
Regulatory History (2)
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Customer Dispute
July 2008Denied
Customer Dispute
November 1999Denied
Other Business Activities
David is a board member and on the finance committee for the Marco Island Art League since April 2024. He spends minimal time on business development, fundraising, and other activities for the organization.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2002 - April 2007 · 4 yrs 10 mos
Morgan Stanley Dw INC.Broker
March 1997 - April 2007 · 10 yrs 1 mo
State Registrations47 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.