Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
12,032 clients
Average Client Portfolio
$394K average
Assets Under Management
$4.7B

Fee Structure

Financial Planning:Investment management only
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Location

6256 Greenwich Drive, Suite 550, San Diego, CA, 92122

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amy is a co-founder of Out of Doors Picnics, a picnic planning service in San Diego, CA. She dedicates a few hours per week to this business and will share in the profits once it is established.

Employment History
Current Registrations
Dunham
March 2017 - Present · 8 yrs 11 mos
DunhamBroker
August 2015 - Present · 10 yrs 6 mos
Previous Registrations
Independent Financial Group, LLCBroker
April 2014 - July 2015 · 1 yr 3 mos
Nicholas-Applegate Securities LLCBroker
November 1999 - March 2003 · 3 yrs 4 mos
Scudder Investor Services, INC.Broker
June 1998 - December 1999 · 1 yr 6 mos
Linsco/private Ledger CORP.Broker
February 1997 - October 1997 · 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.