Amy Gallego is a registered investment advisor at Dunham, based in San Diego, CA, with 17 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 13,155 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Total fees charged to separately managed account clients range from 0.25% to 1.00% and are negotiable based on account size, strategy, and client circumstances.
Fee Estimator
Location
6256 Greenwich Drive, Suite 550, San Diego, CA, 92122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Amy is a co-founder of Out of Doors Picnics, a picnic planning service in San Diego, CA. She dedicates a few hours per week to this business and will share in the profits once it is established.
Employment History
Current Registrations
Dunham
DunhamBroker
Previous Registrations
Independent Financial Group, LLCBroker
Nicholas-Applegate Securities LLCBroker
Scudder Investor Services, INC.Broker
Linsco/private Ledger CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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