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Kevin Farrell

Nuveen Asset Management, LLC
29 Years of Experience
Chicago, IL
1 DisclosureBroker
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Kevin Farrell is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 29 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 65,258 clients with $280B in assets under management.

Nuveen Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
256 advisors
Number of Clients
65,258 clients
Average Client Portfolio
$4.3M average
Assets Under Management
$280.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $25.0M0.60%
$25.0M - $50.0M0.50%
$50.0M - $100.0M0.45%
$100M+0.40%

Fees vary significantly depending on the specific strategy selected (equity, fixed income, real assets, etc.) and account type (institutional vs. retail). The schedule shown reflects the Large Cap Core institutional strategy. Other strategies have different fee schedules, and fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History (1)
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Criminal
March 1990
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kevin is a member of 4 Brothers ACK, LLC, where he acts as the contact person for the listing agent and approves rental inquiries, dedicating minimal time. He is also an investor with no management responsibilities in Frank Pepe's Development Company.

Employment History
Current Registrations
Nuveen Asset Management, LLC
August 2024 - Present · 2 yrs 2 mos
Nuveen Securities, LLC
April 2024 - Present · 2 yrs 6 mos
Nuveen Securities, LLCBroker
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
State Street Global Advisors Funds Distributors, LLCBroker
February 2002 - January 2024 · 21 yrs 11 mos
Russell Fund Distributors, INC.Broker
August 2000 - March 2002 · 1 yr 7 mos
Boston Capital Services,inc.Broker
May 1997 - June 2000 · 3 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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