Dennis Rockhold
Dennis Rockhold is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lima, OH, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
410 S. Cable Road, Lima, OH, 45805
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2005Customer Dispute
February 2002Other Business ActivitiesSells Insurance
Dennis is an agent selling and servicing fixed life, individual, and group health insurance policies, dedicating minimal time to these activities. He is also a partner in a real estate rental company and owner of a support company, Rockhold Wentling Financial Advisors, spending minimal time on each.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.