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Thad Winter

12 Years of Experience
Ft. Wayne, IN
Broker

Thad Winter is a registered investment advisor at Raymond James & Associates, INC., based in Ft. Wayne, IN, with 12 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

9910 Dupont Circle Drive East, Suite 100, Ft. Wayne, IN, 46825

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
January 2019 - Present · 7 yrs 8 mos
Raymond James & Associates, INC.
January 2019 - Present · 7 yrs 8 mos
Raymond James & Associates, INC.Broker
January 2019 - Present · 7 yrs 8 mos
Previous Registrations
Org Private Advisor Group, LLC
July 2018 - October 2018 · 3 mos
Sunamerica Securities, INC.Broker
August 2002 - December 2002 · 4 mos
Horace Mann Investors INCBroker
November 1997 - May 2002 · 4 yrs 6 mos
State Registrations16 states
AZCACOFLGAILINMAMDMINJOHSCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thad Winter - Financial Advisor | TrueAdvisor