Mark Morales
Mark Morales is a registered investment advisor at Wells Fargo Advisors, based in Scottsdale, AZ, with 29 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
18700 N Hayden Rd Ste 525, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
December 1997Criminal
May 1987Other Business Activities
Mark owns rental property with his spouse since 2019, dedicating minimal time. He also serves as a secretary for Tower Gardens HOA III and a board member for Phoenix Cancer Support Network, each requiring minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
A. G. Edwards & Sons, INC.Broker
Morgan Stanley Dw INC.Broker
Olde Discount CorporationBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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