TG
TG

Thomas Garcia

28 Years of Experience
Boulder, CO
Broker

Thomas Garcia is a registered investment advisor at Wells Fargo Advisors, based in Boulder, CO, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1155 Canyon Blvd, Suite 210, Boulder, CO, 80302

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas owns rental property in Phoenix, Arizona, dedicating minimal time to it. He also has ownership stakes in Ascent Wealth Partners, LLC and Thomas M Garcia AWP, LLC, both investment-related, and spends about a quarter of his time on each.

Employment History
Current Registrations
Wells Fargo Advisors
March 2023 - Present · 3 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2007 - March 2023 · 15 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
June 1997 - March 2023 · 25 yrs 9 mos
State Registrations44 states
AKAZCACODCDEFLGAIAIDILINKSLAMAMDMEMIMNMOMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Garcia - Financial Advisor | TrueAdvisor