JW
JW

John Wostbrock

28 Years of Experience
Wallingford, CT
Broker

John Wostbrock is a registered investment advisor at Cetera Investment Advisers LLC, based in Wallingford, CT, with 28 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

15 Bonnie Court, Wallingford, CT, 06492

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

John is a partner in Brownstone Mill, L.L.C., a rental property business, and also owns John Wostbrock, CPA, a tax preparation and accounting business, taking about half of his time. He also acts as a Durable Power of Attorney for two individuals, dedicating minimal time to each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr
Cetera Wealth Services, LLCBroker
September 2025 - Present · 1 yr
Previous Registrations
Avantax Advisory Services
June 1997 - September 2025 · 28 yrs 3 mos
Avantax Investment Services, INC.Broker
March 1997 - September 2025 · 28 yrs 6 mos
State Registrations9 states
CTFLGAMDNHNJPRSCVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.