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William Smith is a registered investment advisor, based in Charlotte, NC, with 29 years of industry experience.
Location
1100 Kenilworth Ave, Suite 210, Charlotte, NC, 28204
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Regulatory History (1)
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Customer Dispute
March 2015Withdrawn
Other Business ActivitiesSells Insurance
William is the chairman of his church board, a board member for a non-profit, and the treasurer for a basketball program. He is also a managing partner at Midtown Financial Advisors and a fixed insurance producer, and owns Foundation Strategies, LLC for tax purposes; his work at Midtown Financial Advisors takes nearly full-time hours.
Employment History
Current Registrations
Maplewood Investments, INC.Broker
August 2025 - Present · 1 yr 1 mo
Blueprint Financial Advisors
August 2025 - Present · 1 yr 1 mo
Previous Registrations
Osaic Wealth, INC.
June 2024 - August 2025 · 1 yr 2 mos
Osaic Wealth, INC.Broker
June 2024 - August 2025 · 1 yr 2 mos
Securities America, INC.Broker
September 2015 - June 2024 · 8 yrs 9 mos
Securities America Advisors, INC.
September 2015 - June 2024 · 8 yrs 9 mos
Woodbury Financial Services, INC.
January 2005 - September 2015 · 10 yrs 8 mos
Woodbury Financial Services, INC.Broker
November 2003 - September 2015 · 11 yrs 10 mos
Princor Financial Services CorporationBroker
August 1997 - November 2003 · 6 yrs 3 mos
Jefferson-Pilot Investor Services, INC.Broker
February 1997 - August 1997 · 6 mos
State Registrations20 states
ALARCACOGAILMDMIMNMONCNVOHPASCTXVAWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.