Frank Cummings is a registered investment advisor, based in Parsippany, NJ, with 29 years of industry experience.
Location
601 Jefferson Rd, Ste 101, Parsippany, NJ, 07054
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frank is an independent insurance agent, providing life, health, disability, long-term care insurance, and fixed annuities, dedicating minimal time to this. He also works as a financial advisor with Hanson McClain Retirement Network and as an advisory representative of a RIA, spending nearly full-time on the latter.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
W. S. Griffith & CO., INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.