Joseph Brittingham
Joseph Brittingham is a CFP-designated registered investment advisor at LPL Financial LLC, based in Pismo Beach, CA, with 29 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
300 James Way Suite 230, Pismo Beach, CA, 93449
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2001Other Business ActivitiesSells Insurance
Joseph operates Brittingham Financial Group and Brittingham Financial Advisors, both investment-related and taking up all of his time. He also offers general insurance solutions, dedicating about 10% of his time, and spends minimal time on non-profit fundraising for Virgin Unite and Premiere Live.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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