Thomas Saunders is a registered investment advisor at Winthrop Partners - Wny, LLC, based in Buffalo, NY, with 10 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 281 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Winthrop Partners charges a percentage of the assets they manage for you. The specific percentage may be negotiable, but is typically up to 1.5% per year. In certain situations, a flat fee may be charged. There is also a minimum advisory fee of $500.
Location
295 Main Street, Suite 840, Buffalo, NY, 14203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas is involved in real estate rental through Beek Street Partners, LLC, since 2007, managing a property and an 8-car garage. His activities include collecting rent, making deposits, and performing minor repairs, taking a few hours per week.
Employment History
Current Registrations
Winthrop Partners - Wny, LLC
Previous Registrations
Winthrop Partners - Wny, LLC
Locust Capital Management- Wpa, LLC
Locust Capital Management LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.