Israel Epstein
Israel Epstein is a registered investment advisor at LPL Financial LLC, based in Bergenfield, NJ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Bergenfield, NJ
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2008Customer Dispute
January 2008Other Business ActivitiesSells Insurance
Israel operates Sunrise Financial Planning Group, LLC as a DBA for his LPL business, dedicating full-time hours to it. He also sells non-variable insurance, spending about 10-20% of his time on this activity, and teaches at Professional Career Services, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.